Reference Documents

Action Plans

• 2003 Action Plan to Enhance Institutional Compliance
• 1998 Action Plan to Ensure Institutional Compliance
• 1996 Action Plan to Enhance Internal Controls
• 1994 Action Plan to Enhance Internal Controls

Internal Guidance

• 1999 Letter from Executive Vice Chancellor Burck requiring that segregation of duties and account reconciliations be a compliance high risk

External Guidance

• PwC Summary of Emerging Issues for College and Universities 2008
• PwC 2008 State of the Internal Audit Profession Study
• The Emerging Role of Internal Audit in Mitigating Fraud and Reputation Risks
• GAO Information Security: Federal Agencies Need to Improve Controls over Wireless Networks
• GAO Information Security Persistent Weaknesses Highlight Need for Further Improvement
• Government Auditing Standards (The Yellow Book) rev. 7/2007

System-wide White papers

• External Quality Assurance Review Process
• The Role of Institution Liaison

Audit committees

• Model Template
• Model Responsibilities Checklist
• Committee Training