RULES AND REGULATIONS

of the

BOARD OF REGENTS

of

THE UNIVERSITY OF TEXAS SYSTEM

FOR THE GOVERNMENT OF

THE UNIVERSITY OF TEXAS SYSTEM

Parts One and Two were completely reissued as of June 1, 2002

(Substantive amendments through September 28, 2004, and editorial amendments through December 2, 2004, have been made.)

PART ONE and PART TWO are combined. 

Any Part, Chapter, Section, or Subsection may be accessed by links in the Table of Contents.


TABLE OF CONTENTS

 

PART ONE, CHAPTER I 1

BOARD OF REGENTS.. 1

Sec. 1.        Authority. 1

1.1     Application of Rules and Regulations. 1

1.2     Repeal of Existing Rules in Conflict Herewith. 1

1.3     Amendment of Rules and Regulations. 1

Sec. 2.        Composition. 1

Sec. 3.        Chairman of the Board. 1

3.1     Election of Chairman. 2

3.2     Duties of the Chairman (last amended 5/8/03) 2

Sec. 4.        Vice-Chairmen of the Board. 2

Sec. 5.        Officers in the Office of the Board of Regents. 3

5.1     Counsel and Secretary to the Board. 3

5.2     Appointment 3

5.3     Duties and Responsibilities. 3

5.4     Assistant Secretary to the Board. 5

Sec. 6.        Meetings of the Board and Standing Committees of the Board (last amended 5/8/03) 5

6.1     Regular Meetings of the Board. 5

6.2     Special Meetings of the Board. 5

6.3     Regular Meetings of Standing Committees. 6

6.4     Special Meetings of Standing Committees. 6

6.5     Official Business. 6

Sec. 7.        Committees and Other Appointments. 6

7.1     Standing Committees (last amended 5/8/03) 6

7.2     Board for Lease of University Lands (editorially amended 9/04) 10

7.3     The University of Texas Investment Management Company (UTIMCO) (last amended 9/28/04) 11

7.4     Texas Growth Fund. 13

7.5     M. D. Anderson Services Corporation (added 5/8/03) 13

Sec. 8.        Procedure. 13

8.1     Importance of Attendance at Board and Committee Meetings. 13

8.2     Rules of Order 14

8.3     Order of Business (last amended 5/8/03) 14

8.4     Open and Closed Meetings. 14

8.5     Matters to be Referred to Committees. 14

8.6     Communications by and to the Board (last amended 5/8/03) 15

8.7     Report to Press on Actions of Board. 17

8.8     Political and Controversial Matters. 18

Sec. 9.        Delegation to Act on Behalf of the Board. 18

9.1     Items Requiring Board Approval 18

9.2     Delegation of Authority to Execute and Deliver Contracts, Agreements, and Documents (last amended 2/4/04) 18

9.3     Prior Approval and Reporting. 21

9.4     Actions of the Board as Trustee. 22

9.5     Delegation of Authority Related to Charter School Operations. 22

9.6     Delegation of Authority to the Executive Committee. 22

9.7     Exceptions. 22

Sec. 10.      Policies. 23

10.1       Compliance with Ethics Policy. 23

10.2       Policy Against Discrimination. 23

10.3       Regental Policies. 23

Sec. 11.      Guidelines for the Santa Rita Award (added 11/13/02) 23

PART ONE, CHAPTER II 1

ADMINISTRATION.. 1

Sec. 1.        System Administration. 1

Sec. 2.        Board's Exercise of Authority. 1

Sec. 3.        Chancellor (last amended 11/13/02) 1

3.1     Appointment 1

3.2     Primary Duties and Responsibilities of the Chancellor (last amended 8/12/04) 1

3.3     Audit 3

3.4     Compliance (last amended 8/7/03) 4

Sec. 4.        Executive Vice Chancellor for Academic Affairs. 5

4.1     Appointment (last amended 11/13/02) 5

4.2     Duties and Responsibilities. 5

Sec. 5.        Executive Vice Chancellor for Business Affairs (editorially amended 9/04) 6

5.1     Appointment (last amended 11/13/02) 6

5.2     Duties and Responsibilities (last amended 8/7/03) (editorially amended 11/03 and 9/04) 6

Sec. 6.        Executive Vice Chancellor for Health Affairs (editorial renumbering 9/04) 9

5.1     Appointment (last amended 11/13/02) 9

5.2     Duties and Responsibilities. 9

Sec. 7.        Vice Chancellor for Administration (added 11/13/02) (editorial renumbering 9/04) 10

7.1     Appointment 10

7.2     Duties and Responsibilities. 10

Sec. 8.        Vice Chancellor for Community Relations (editorial renumbering 12/02) 11

8.1     Appointment (last amended 11/13/02) 11

8.2     Duties and Responsibilities. 11

Sec. 9.        Vice Chancellor for External Relations (editorially amended 11/03) 12

9.1     Appointment (last amended 11/13/02) 12

9.2     Duties and Responsibilities (editorially amended 9/04) 12

Sec. 10.      Vice Chancellor for Educational System Alignment (added 2/13/03) 13

10.1       Appointment and Termination. 13

10.2       Duties and Responsibilities. 13

Sec. 11.      Vice Chancellor for Federal Relations (editorial renumbering 2/03) 14

11.1       Appointment (last amended 11/13/02) 14

11.2       Duties and Responsibilities. 15

Sec. 12.      Vice Chancellor and General Counsel (editorial renumbering 2/03) 15

12.1       Appointment (last amended 11/13/02) 16

12.2       Duties and Responsibilities (last amended 8/12/04) 16

Sec. 13.      Vice Chancellor for Governmental Relations and Policy (last amended 2/13/03) 17

13.1       Appointment 17

13.2       Duties and Responsibilities. 18

Sec. 14.      Vice Chancellor for Health Affairs (editorial renumbering 2/03) 18

14.1       Appointment (last amended 11/13/02) 18

14.2       Duties and Responsibilities. 19

Sec. 15.      Vice Chancellor for Research and Technology Transfer (added 2/13/03) 19

15.1       Appointment 19

15.2       Duties and Responsibilities. 19

Sec. 16.      Vice Chancellor for Special Engineering Programs (editorial renumbering 2/03) 20

16.1       Appointment (last amended 11/13/02) 20

16.2       Duties and Responsibilities. 20

Sec. 17.      Officers of System Administration and Other Code 1000 Staff (editorial renumbering 2/03) 21

17.1       Executive Officers (editorially amended 11/03 and 9/04) 21

17.2       Other Code 1000 Staff and Officers of System Administration. 21

Sec. 18.      Councils of the System (editorial renumbering 2/03) 21

18.1       The System Council 21

18.2       The Council of Academic Institutions. 21

18.3       The Council of Health Institutions. 22

18.4       The Business Management Council (editorially amended 9/03 and 9/04) 22

Sec. 19.      Presidents of Component Institutions (editorial renumbering 2/03) 22

19.1       Selection. 22

19.2       Reporting. 25

19.3       Term and Removal from Office. 25

19.4       Duties and Responsibilities. 25

Sec. 20.      Appointment of Other Officers and Staff (editorial renumbering 2/03) 27

20.1       Delegation of Certain Institutional Appointments. 27

20.2       Additional Delegation. 27

20.3       Faculty and Student Consultation. 27

Sec. 21.      Honorary Titles (editorial renumbering 2/03) 28

Sec. 22.      Honorary Degrees (editorial renumbering 2/03) 28

PART ONE, CHAPTER III 1

PERSONNEL. 1

Sec. 1.        Appointments. 1

1.1     Board Authority and Delegation. 1

1.2     Appointments Based on Merit 1

1.3     Review of Qualifications. 1

1.4     Exemplary Qualifications Required. 1

1.5     No Religious Qualification. 1

1.6     Appointment of Faculty (last amended 5/13/2004) 2

Sec. 2.        Discipline and Dismissal Policy. 9

Sec. 3.        Grievance Policy. 9

Sec. 4.        Ethics Policy. 9

4.1     Prohibition on Certain Gifts. 10

4.2     Prohibition on Benefits in Exchange for Exercises of Powers or Duties. 10

4.3     Limits on Employment and Certain Activities. 10

4.4     Disclosure of Confidential Information. 10

4.5     Prohibition on Self-Interest 10

4.6     Limits on Personal Investments. 10

4.7     Independent Judgment Required. 11

4.8     Sexual Harassment and Misconduct 11

Sec. 5.        Appointment of Relatives (Nepotism Rule) 11

5.1     Limits on Employment 11

5.2     Additional Limits on Employment 12

Sec. 6.        Tenure, Promotion, and Termination of Employment 15

6.1     Authority of Board to Remove Employees. 15

6.2     Tenure and Tenured Titles (editorial amendment 9/03) 15

6.3     Termination of a Faculty Member 19

6.4     Required Compliance with Laws (editorial 3/03) 23

6.5     Prohibition on Disruptive Activity. 24

6.6     Standards of Conduct 24

6.7     Notice for Nonrenewal of Nontenured Faculty. 24

6.8     Notice for Faculty on Term Tenure. 25

6.9     Tenure and Reappointment Only Effective by Notice. 25

6.(10)        Current Mailing Address Required. 25

6.(11)        Abandonment of Academic Positions or Programs. 25

6.(12)        Procedures for Financial Exigency. 27

Sec. 7.        Rights and Responsibilities of Faculty Members as Citizens and as Teachers. 29

7.1     Freedom in Research and Publication. 29

7.2     Freedom in the Classroom.. 29

7.3     Special Obligations. 30

Sec. 8.        The Greater Duties of a Member of the Teaching Staff 30

8.1     List of Duties. 30

8.2     Performance Valued. 30

8.3     Duty to Cooperate with the Board. 30

Sec. 9.        Acquaintance with, Conformity to, Availability and Improvement of Regulations. 31

9.1     Conformance to Rules and Regulations by Faculty. 31

9.2     Duty to Recommend Desirable Changes. 31

Sec. 10.      Communications, Appeals, and Hearings. 31

10.1       Right to Propose Changes. 31

10.2       Rights of Voting Faculty. 32

Sec. 11.      Communications with the Legislature and Other State Agencies or Officials. 32

Sec. 12.      Office Hours. 32

Sec. 13.      Outside Employment, Service on Outside Boards, and Nonelective Positions of Honor, Profit, or Trust (last amended 11/13/02) 33

13.1       Consultative or Advisory Activities. 33

13.2       Limits on Outside Employment 33

13.3       Obligation to Furnish Expert Knowledge and Counsel 33

13.4       Use of Stationery Prohibited. 33

13.5       No Use of Professional Opinions for Advertising. 33

13.6       Advance Approval for Certain Activities. 34

13.7       Approval of Outside Employment 34

13.8       Nonelective Offices or Positions. 34

13.9       Required Docket Findings. 34

13.(10)      Service on Outside Boards. 35

Sec. 14.      Holidays (editorially amended 9/03, 5/04, and 9/04) 35

Sec. 15.      Vacation. 35

15.1       Faculty Vacations as Provided by State Law.. 35

15.2       Lump Sum Payment for All Vacation Leave. 36

15.3       Accumulated Vacation Leave Payable to Employee’s Estate. 36

Sec. 16.      Leaves of Absence Without Pay. 36

16.1       Approval Requirements. 36

16.2       Maximum Period for Leave. 36

16.3       Second Year of Leave. 36

16.4       Third Year of Leave. 37

16.5       Availability of Additional Leave. 37

16.6       Exhaustion of Accumulated Paid Leave. 37

16.7       Application of Family and Medical Leave. 37

Sec. 17.      Faculty Development Leaves. 37

Sec. 18.      Parental Leave. 37

Sec. 19.      Sick Leave. 37

19.1       State Law Requirements. 38

19.2       Continuation of Usual Duties. 38

19.3       Estate Paid for Accumulated Sick Leave. 38

Sec. 20.      Leave for Jury Duty. 38

Sec. 21.      Leave for Military Duty. 38

Sec. 22.      Family and Medical Leave. 38

Sec. 23.      Absence from Usual and Regular Duties. 39

23.1       Conditions for Approved Absence. 39

23.2       Institutional Regulations. 39

Sec. 24.      Compensation for Correspondence and Extension Teaching. 39

Sec. 25.      Textbooks and Other Materials Prescribed for the Use of Students. 39

25.1       Board Policy Requirement 39

25.2       Change in Textbook. 40

25.3       Faculty Authored Materials. 40

Sec. 26.      Sectarian Courses Prohibited. 40

Sec. 27.      Acceptance of Money from Students. 40

27.1       Prohibition on Collection of Fees or Sales to Students. 40

27.2       No Pay for Extra Instruction by Certain Faculty. 40

27.3       Acceptance of Pay for Instruction by Teaching Assistants. 41

Sec. 28.      Power to Authorize Expenditures From System Funds. 41

28.1       Limits on Expenditure. 41

28.2       Unauthorized Payment Claims. 41

Sec. 29.      Indebtedness to the System or the State. 41

Sec. 30.      Power to Bind the System in Fixing its Policies. 42

Sec. 31.      Institutional Control and Administration of Contracts and Grants. 42

Sec. 32.      Institutional Employees as Students. 42

Sec. 33.      Retirement and Modified Service (last amended 11/13/02) 42

33.1       Mandatory Retirement 42

33.2       Appointment of Retired Person. 43

33.3       Finding of Best Interest Required. 43

33.4