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UT System Primary Compliance Risk Areas |
A Number of Compliance Risk Areas identified
by the University of Texas Systemwide Compliance Program
are as follows:
- Medical Billing: Billing that is not appropriately documented and coded
- Information Security: Systems integrity/continuity/availability, security regulations and external access
- Research: Research not conducted in accordance with approved protocol or federal regulations
Other Compliance Risk Areas
Other Compliance risk areas identified by The University of Texas Systemwide Compliance Program include:
- Asset/Financial Management: Physical and financial assets not safeguarded
- Conflicts of Interest: Remuneration impairing impartial recommendations (perceived or real)
- Endowments: Not adhering to terms of endowment agreement
- Environmental Health & Safety: Improper use and handling of hazardous materials, improper lab safety and fire safety
- Human Resources: Noncompliance with applicable rules, regulations and laws including equal opportunities/affirmative action, leave administration and fair hiring practices
- Intercollegiate Athletics: Noncompliance with recruiting, eligibility, extra benefits, gender equity and other rules and regulations
- Privacy (HIPAA, FERPA, Graham-Leach-Bliley): Improper disclosure of private/sensitive/protected information
- Student Financial Aid: Providing improper financial aid, receiving improper remuneration from lenders
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