Law Firm Selection | Litigation Matters
Guidelines for Litigation Disclosure Statement
Litigation Disclosure Statement
Litigation Approval Request Form
OAG Rules Concerning Outside Counsel
Outside Counsel Selection Criteria Form
Outside Counsel Firm Details Information Form
Outside Counsel Contract Example (FY19-FY21)
Outside Counsel Conflict Waiver Template
The Board of Regents has delegated the authority to enter into contracts for legal services, on behalf of UT System and UT institutions, to the Vice Chancellor and General Counsel (Regents' Rules and Regulations , Rule 10501, Sec 2.8). Pursuant to this authority, OGC acts as the clearinghouse and coordination point for requests to the Office of the Attorney General to retain outside counsel, and is the liaison between UT System institutions and the Attorney General’s office on all outside counsel arrangements.
The Attorney General is the constitutional attorney for the State of Texas and its agencies, including institutions of higher education. Texas Government Code §402.0212 authorizes the Attorney General to develop procedures for the use of outside counsel and determines the extent to which legal services can and should be provided by outside counsel. The Attorney General’s office must approve all requests to retain outside counsel and outside counsel contracts, prior to legal services being performed, and has adopted administrative rules related to the retention and contracting of outside legal counsel. The rules can be found in Title 1, Chapter 57 of the Texas Administrative Code. Additionally, the Attorney General's office requires that law firms have malpractice insurance.
All requests to retain outside counsel must be approved by the Vice Chancellor and General Counsel, prior to the request to retain being sent to the Attorney General’s office. (Institutions: Please use "Outside Counsel Selection Criteria Form" above.) Once approval from the Attorney General’s office is received, the outside counsel contract is prepared by OGC and sent to the law firm for signature.
Outside counsel contracts entered into, on or after September 1, 2019, will expire August 31, 2021, and contain a limit on the amount of legal fees and expenses the law firm can invoice during the contract period. The UT institution or institution contract manager is responsible for providing a reasonable estimate of the fees and expenses.
UT System or UT System institutions cannot sign an engagement letter with any potential outside counsel because such letters do not comply with applicable laws, rules, and procedures, and are not compatible with the Attorney General's outside counsel contract template.
For assistance in requesting outside counsel, please contact Carolyn Faulkner.
Beginning in 2015, and every odd year thereafter, UT System, on behalf of itself and the 14 UT System institutions, will publish a Request for Qualification (RFQ) in the Texas State Business Daily (usually in May) for the various areas of law for which there is a possibility an institution would need the legal services of outside counsel. Law firms interested in performing legal services on behalf of UT System and/or a UT System institution have 30 days in which to respond to the RFQ from the date of posting. The responses formulate a referral list for the institutions to choose outside counsel through the UT System Office of General Counsel, if and when the need arises, based on outside counsel’s demonstrated competence and qualifications to perform the legal services for a fair and reasonable price. The selection of and contracting with outside counsel is subject to the approval of the Office of the Attorney General. Inclusion of a law firm on the referral list does not guarantee that law firm an outside counsel contract. Instructions can be found at: Outside Counsel RFQ Response Instructions.
Retention of Non-Responding Law Firms
The RFQ process requirements must be followed regardless of the anticipated maximum liability of the outside counsel contract, unless a specific exemption is granted by the Attorney General's office. The request to retain the non-responding law firm must include the reason an exemption to the RFQ process should be approved. Examples for an exemption include, but are not limited to, highly specialized or unique experience required; urgent time constraints on investigatory or litigation matters (see additional information regarding litigation matters below); experience not available through the Attorney General’s office; need for local counsel outside Texas; etc.
Litigation to be instituted, on behalf of the Board, System Administration, or an institution of UT System, must have the prior approval of the Vice Chancellor and General Counsel. An existing outside counsel contract for specialized legal services does not authorize the filing of litigation, without additional approval. A separate outside counsel contract specific to the litigation must be processed through OGC and the Attorney General’s Office before litigation can be instituted. To obtain approval from the Vice Chancellor and General Counsel, please submit a completed Litigation Approval Request Form.
Please complete the Outside Counsel Conflict Waiver Template with the pertinent facts regarding your waiver request, and email it to firstname.lastname@example.org. You can email any additional background that would be helpful for the conflict waiver analysis. You should receive confirmation of receipt within two business days.